Wealth Management Series - Succession Planning For Financial Advisors
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Wealth Management Series - Succession Planning For Financial Advisors

 Export to Your Calendar 11/9/2017
When: Thursday, November 9th
From 3:00pm until 5:30pm
Where: Map this event »
JP Morgan Asset Management
560 Mission Street, 20th Floor
San Francisco, California  94103
United States

Online registration is available until: 11/9/2017
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Succession Planning Strategies for Wealth Advisors

Nearly 70,000 advisors, controlling more than $2 trillion in assets, will retire over the next decade. Less than one-third have put in place an actionable succession plan for transitioning their firms.

Succession Planning is a legally critical, multi faceted and time consuming task. Doing it wrong can be very costly and injurious to reputation and to long built relationships. Join us to hear from this expert panel who will share aspects, considerations, tools, and resources to help you create the right succession plan for you, your clients and your wealth management partners.


Brie P. Williams, Head of Practice Management, Intermediary Business Group

Brie Williams is a Vice President of State Street Global Advisors and the Head of Practice Management. She is responsible for developing SSGA's comprehensive practice management platform which provides a forum for financial advisors to exchange ideas and access State Street Global Advisors industry leading intellectual capital. Prior to joining SSGA, she was a Senior Vice President at Putnam Investments responsible for marketing communications excellence in support of Putnam's global brand and retail mutual fund product line. She was a member of the senior global marketing team and served as a strategic partner across all global distribution divisions, including investment product and portfolio management teams, and channel sales force professionals. Her professional background includes a career in advertising that began in 1994, where she managed accounts in the retail, packaged goods, and health-care industries for valued brands, including Frito-Lay, McDonald's, Time Inc., Target, and Dana-Farber Cancer Institute. In 2006, her work on Vonage earned her a Bronze Effie for advertising effectiveness.

She received her MA in Integrated Marketing Communications from Emerson College, and has a BA in Journalism with a minor in International Political Science from Southern Methodist University. Brie holds the FINRA Series 7 and 63 licenses.

More Speakers to Come!


3:00pm - 4:00pm - Reception/Networking (Light appetizers, refreshments provided)

4:00pm - 4:45pm - Introductions and Panel Discussion

4:45pm - 5:00pm - Audience Q/A

5:00pm - 5:30pm - Networking/Close



Members: $25

Non-members:  $40




Continuing Education:
This event qualifies for 1.5 hours of continuing education credit for CFA Charterholders

Cancellation Policy
Please contact tracy@cfa-sf.org with at least 24 hours notice to receive a full refund